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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-16 |
| AZ | RA | APPROVED | 2022-08-04 |
| CA | RA | APPROVED | 2022-07-28 |
Branch Locations
4600 Duckhorn Dr, Sacramento, CA 95834-2591 • United States
Gilbert, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Hartville | OH | 04/2013 | 01/2022 |
| Lpl Financial Llc | Hartville | OH | 01/2022 | 07/2022 |
| Ameriprise Financial Services, Llc | Sacramento | CA | 07/2022 | Present |
Outside Employment; HCL Management, LLC; Employee; Manage advisory business; 101 Elliott Ave West , Ste 510, Seattle, WA, 98119; Investment-Related; 08/19/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-23 |
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