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Andrew George Rizk

Transamerica Retirement Advisors, LLC

Poway, CA

CRD 6184459

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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-12-15
  • CA RA
    APPROVED
    Since 2021-12-15

Branch Locations

Poway, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities, Inc. San Diego CA 07/2016 12/2021
Unemployed San Diego CA 07/2015 07/2016
Transamerica Investors Securities Corporation San Diego CA 12/2021 Present
Transamerica Life Insurance Company San Diego CA 12/2021 Present
  • 07/2016 → 12/2021
    Gwfs Equities, Inc.
    San Diego, CA
  • 07/2015 → 07/2016
    Unemployed
    San Diego, CA
  • 12/2021 → Present
    Transamerica Investors Securities Corporation
    San Diego, CA
  • 12/2021 → Present
    Transamerica Life Insurance Company
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-19
S63 Uniform Securities Agent State Law Examination 2013-08-05
  • S65 Uniform Investment Adviser Law Examination
    2016-09-19
  • S63 Uniform Securities Agent State Law Examination
    2013-08-05

View on SEC IAPD

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