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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-05 |
Branch Locations
1780 Hughes Landing Blvd, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade Services Co | The Woodlands | TX | 12/2014 | 07/2021 |
| Charles Schwab & Co., Inc. | The Woodlands | TX | 01/2022 | 10/2023 |
| Charles Schwab | The Woodlands | TX | 12/2014 | 10/2023 |
| Td Ameritrade, Inc. | The Woodlands | TX | 12/2014 | 10/2023 |
| Td Ameritrade Investment Management, Llc | The Woodlands | TX | 12/2014 | 09/2023 |
| J.P. Morgan Securities Llc | Magnolia | TX | 01/2024 | 09/2025 |
| Jpmorgan Chase Bank, N.A. | Magnolia | TX | 01/2024 | 09/2025 |
| Unemployed | Spring | TX | 11/2023 | 12/2023 |
| Mercer Global Advisors Inc. | Spring | TX | 10/2025 | 03/2026 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | The Woodlands | TX | 07/2026 | Present |
| Unemployed | Spring | TX | 03/2026 | 07/2026 |
| Bank Of America, N.A. | The Woodlands | TX | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-05 |
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