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Daniel A Cincera

U.S. Bancorp Advisors, LLC

Tempe, AZ

Scottsdale, AZ

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-11-04
AZ RA APPROVED 2021-11-03
OR RA APPROVED 2021-11-02
CA RA APPROVED 2021-10-22
  • WA RA
    APPROVED
    Since 2021-11-04
  • AZ RA
    APPROVED
    Since 2021-11-03
  • OR RA
    APPROVED
    Since 2021-11-02
  • CA RA
    APPROVED
    Since 2021-10-22

Branch Locations

1101 W Washington St, Tempe, AZ 85281 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch,Pierce, Fenner & Smith Incorporated Chandler AZ 11/2012 10/2021
U.S. Bancorp Advisors, Llc Tempe AZ 10/2021 Present
  • 11/2012 → 10/2021
    Merrill Lynch,Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 10/2021 → Present
    U.S. Bancorp Advisors, Llc
    Tempe, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-30
S63 Uniform Securities Agent State Law Examination 2013-02-15
  • S66 Uniform Combined State Law Examination
    2014-08-30
  • S63 Uniform Securities Agent State Law Examination
    2013-02-15
Other Names
  • Daniel Allen Cincera

View on SEC IAPD

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