Greg P Gooch

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 04/2022
  First Republic Bank
  New York, NY
• 10/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Portland, ME
• 04/2022 → 10/2024
  The Prentice Org
  Portland, ME
• 02/2025 → Present
  Bank Of America, N.A.
  Portland, ME

Other Businesses

I*: 2070291 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Raymond Maine, ME 04071 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 10/31/2024 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Co-owner with other family members of rental property I*: 2070292 Entity Type: Rental Property Name of OBA: Rental Property 2 Address: Coudersport, PA 16915 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 10/31/2024 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Owner of rental property Twelve Maine Restaurant - Minority (LP) Partner 22 - Pre. .25 (1/4) hrs. LP Investments not related to the Financial Industry. Mostly early stage all LP positions. PF Marina 2020 PV Neighbor 2021 PV Beam LLC 2021 Jordanelle Capital Fund I LP 2021 PF OZ Fund, LLC2021 HOF Capital GI Fund II, LP2022 CV QOZ Partners Series C. LP 2020 AQR Tax Aware Delphi Long Short Equity Fund, LLC 2020 Riptide Water, LLC 2019 The Equiam Private Alpha Fund, LP2021 Blue Seed Collective III, LP 2023 Stonecutter Opportunity Fund LP 2021 Stonecutter Multifamily Fund LP2021 Tribe Capital V, LLC Series 10 2021 Tribe Capital V, LLC Series 22021 URS CCP OZ LLC 2021 348 Hudson River Partners LLC2021 Clave2022 Ember Technologies Inc. 2022 Optelos Inc 2021 Virtuix Holdings Inc 2021 DCDT, LLC 2021 Spark Collective LLC 2021 Addepar 2022 Blue Seed Collective II, LP Approved2021 Clarion Ventures Qualified Opportunity Zone Partners Class C 2020 AQR Tax Aware Delphi Long Short Equity Fund LLC 2021 Vibrant Building Technologies, LLC2024 I*2561263, Entity Type: , Name of OBA: North Yarmouth Academy, Address: Yarmouth, Maine, 04096, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 07/01/2025, No Hours: 12 Yearly, No Hours during Trading: 0 Yearly, Duties: We meet 6-8 times a year + sub committees to advise the NYA leadership. Day and boarding school located in Yarmouth Maine. Established in 1814, North Yarmouth Academy is a coeducational college preparatory day school for toddlers to students in grade 12 plus a postgraduate program. Our 20+ acre campus is located in the coastal town of Yarmouth, Maine just ten minutes from Portland. We are a traditional New England prep school with a campus dotted with traditional brick buildings, a modern science center, playing fields, and our own ice arena where our ice hockey teams compete in the Prep League (NEPSAC). NYA attracts students who value new and challenging academic experiences and who seek the satisfaction and reward that come from dedication, commitment, and hard work.

Exams

• S66 Uniform Combined State Law Examination
  2025-05-06

Other Names

• Greg Gooch