Stephen Michael Butts

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → 11/2021
  Momentum Independent Network Inc.
  Lubbock, TX
• 11/2021 → Present
  Ameriprise Financial Services, Llc
  Lubbock, TX

Previous Registrations

• 2021-11-02 → 2021-12-02
  Momentum Independent Network Inc.
  Lubbock, TX

Other Businesses

Business Ownership; Golden Circle Financial Group LLC.; Managing Partner and Financial Advisor; LLC for Ameriprise Partnership; 3223 S Loop 289, STE 310, , Lubbock, TX, 79423; Investment-Related; 12/03/2012; 60 hours per month; 60 during trading hours. Board of Directors; Fellowship Church Lubbock; Vice Chairman and Treasurer; 7505 Ave U, , Lubbock, TX, 79423; Not Investment-Related; 02/01/2021; 40 to 59 hours per month; 1 to 9 during trading hours. Outside Employment; Golden Circle Financial Group LLC; Member - Managing Partner; ; 3223 S Loop 289, STE 310, , Lubbock, TX, 79423; Investment-Related; 12/03/2012; 60 hours per month; 60 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-11-02
• S63 Uniform Securities Agent State Law Examination
  2014-06-26

Other Names

• Stephen M Butts
• Stephen Butts