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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-05-05
  • AZ RA
    APPROVED
    Since 2022-05-05

Branch Locations

150 W University Dr Floor 02, Tempe, AZ 85281 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Prescott AZ 07/2015 02/2017
Thrivent Financial Prescott AZ 12/2015 03/2017
Unemployed Prescott AZ 07/2017 02/2018
Morgan Stanley Prescott AZ 02/2018 09/2018
Morgan Stanley Private Bank, N.A. Prescott AZ 05/2018 09/2018
Jpmorgan Securities Llc Tempe AZ 09/2018 Present
Jpmorgan Chase Bank Na Tempe AZ 09/2018 Present
Cdl Blinds Inc. Prescott AZ 10/2018 Present
Country Bank Prescott AZ 03/2017 06/2017
  • 07/2015 → 02/2017
    Thrivent Investment Management Inc
    Prescott, AZ
  • 12/2015 → 03/2017
    Thrivent Financial
    Prescott, AZ
  • 07/2017 → 02/2018
    Unemployed
    Prescott, AZ
  • 02/2018 → 09/2018
    Prescott, AZ
  • 05/2018 → 09/2018
    Morgan Stanley Private Bank, N.A.
    Prescott, AZ
  • 09/2018 → Present
    Jpmorgan Securities Llc
    Tempe, AZ
  • 09/2018 → Present
    Jpmorgan Chase Bank Na
    Tempe, AZ
  • 10/2018 → Present
    Cdl Blinds Inc.
    Prescott, AZ
  • 03/2017 → 06/2017
    Country Bank
    Prescott, AZ
Previous Registrations
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: CDL BLINDS INC. POSITION: SHAREHOLDER / CO-OWNER START DATE: 10/1/2018 ADDRESS: 1024 Prescott, AZ DETAILS: WINDOW COVERINGS BUSINESS SALES AND INSTALLATION OF ALL PRODUCTS. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-25
S63 Uniform Securities Agent State Law Examination 2012-11-29
  • S66 Uniform Combined State Law Examination
    2018-06-25
  • S63 Uniform Securities Agent State Law Examination
    2012-11-29
Other Names
  • Melissa Christine Gelinas
  • Melissa Christine Gelinas

View on SEC IAPD

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