Best Investors
Account
Sign in
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-05-05 |
Branch Locations
150 W University Dr Floor 02, Tempe, AZ 85281 • United States
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Prescott | AZ | 07/2015 | 02/2017 |
| Thrivent Financial | Prescott | AZ | 12/2015 | 03/2017 |
| Unemployed | Prescott | AZ | 07/2017 | 02/2018 |
| Morgan Stanley | Prescott | AZ | 02/2018 | 09/2018 |
| Morgan Stanley Private Bank, N.A. | Prescott | AZ | 05/2018 | 09/2018 |
| Jpmorgan Securities Llc | Tempe | AZ | 09/2018 | Present |
| Jpmorgan Chase Bank Na | Tempe | AZ | 09/2018 | Present |
| Cdl Blinds Inc. | Prescott | AZ | 10/2018 | Present |
| Country Bank | Prescott | AZ | 03/2017 | 06/2017 |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: CDL BLINDS INC. POSITION: SHAREHOLDER / CO-OWNER START DATE: 10/1/2018 ADDRESS: 1024 Prescott, AZ DETAILS: WINDOW COVERINGS BUSINESS SALES AND INSTALLATION OF ALL PRODUCTS. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-29 |
Reach out to this advisor