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Mark Joseph Vesely

Commonwealth Financial Network

Poughkeepsie, NY

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-22
  • NY RA
    APPROVED
    Since 2026-07-22

Branch Locations

70 Dutchess Landing Road Suite 7, Poughkeepsie, NY 12601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Bank Fishkill NY 06/2016 05/2017
Strategic Financial Solutions New York NY 05/2017 05/2017
Unemployed Milton/Poughkeepsie NY 05/2017 09/2017
Four Bridges Inc Poughkeepsie NY 09/2017 01/2018
Fraleigh & Rakow Inc Hyde Park NY 01/2018 07/2019
Robert Half International New City NY 08/2019 03/2020
Lpl Financial Llc Poughkeepsie NY 03/2020 03/2021
Rocking Horse Ranch Resort Highland NY 09/2017 11/2017
Jpmorgan Chase Bank, N.A. Newburgh NY 08/2021 01/2022
J.P. Morgan Securities Llc Newburgh NY 08/2021 01/2022
Dsl Financial Services Poughkeepsie NY 03/2020 03/2021
Unemployed Poughkeepsie NY 03/2021 08/2021
Unemployed Milton NY 05/2017 05/2017
Unemployed Poughkeepsie NY 01/2018 01/2018
Unemployed Poughkeepsie NY 07/2019 08/2019
Unemployed Poughkeepsie NY 03/2020 03/2020
Unemployed Poughkeepsie NY 01/2022 01/2024
Commonwealth Financial Network Waltham MA 01/2024 09/2025
Dutchess Harbour Wealth Management Llc Poughkeepsie NY 01/2024 09/2025
Lpl Financial Llc Highland NY 11/2025 06/2026
Hudson Valley Credit Union Highland NY 09/2025 06/2026
Commonwealth Financial Network Waltham MA 06/2026 Present
Dutchess Harbour Wealth Management Llc Poughkeepsie NY 06/2026 Present
  • 06/2016 → 05/2017
    M&T Bank
    Fishkill, NY
  • 05/2017 → 05/2017
    Strategic Financial Solutions
    New York, NY
  • 05/2017 → 09/2017
    Unemployed
    Milton/Poughkeepsie, NY
  • 09/2017 → 01/2018
    Four Bridges Inc
    Poughkeepsie, NY
  • 01/2018 → 07/2019
    Fraleigh & Rakow Inc
    Hyde Park, NY
  • 08/2019 → 03/2020
    Robert Half International
    New City, NY
  • 03/2020 → 03/2021
    Lpl Financial Llc
    Poughkeepsie, NY
  • 09/2017 → 11/2017
    Rocking Horse Ranch Resort
    Highland, NY
  • 08/2021 → 01/2022
    Jpmorgan Chase Bank, N.A.
    Newburgh, NY
  • 08/2021 → 01/2022
    J.P. Morgan Securities Llc
    Newburgh, NY
  • 03/2020 → 03/2021
    Dsl Financial Services
    Poughkeepsie, NY
  • 03/2021 → 08/2021
    Unemployed
    Poughkeepsie, NY
  • 05/2017 → 05/2017
    Unemployed
    Milton, NY
  • 01/2018 → 01/2018
    Unemployed
    Poughkeepsie, NY
  • 07/2019 → 08/2019
    Unemployed
    Poughkeepsie, NY
  • 03/2020 → 03/2020
    Unemployed
    Poughkeepsie, NY
  • 01/2022 → 01/2024
    Unemployed
    Poughkeepsie, NY
  • 01/2024 → 09/2025
    Commonwealth Financial Network
    Waltham, MA
  • 01/2024 → 09/2025
    Dutchess Harbour Wealth Management Llc
    Poughkeepsie, NY
  • 11/2025 → 06/2026
    Lpl Financial Llc
    Highland, NY
  • 09/2025 → 06/2026
    Hudson Valley Credit Union
    Highland, NY
  • 06/2026 → Present
    Commonwealth Financial Network
    Waltham, MA
  • 06/2026 → Present
    Dutchess Harbour Wealth Management Llc
    Poughkeepsie, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-16
S63 Uniform Securities Agent State Law Examination 2020-08-04
  • S65 Uniform Investment Adviser Law Examination
    2022-11-16
  • S63 Uniform Securities Agent State Law Examination
    2020-08-04
Other Names
  • Mark Joseph Vesely
  • Mark Joseph Vesely
  • Mark J. Vesely
  • Mark J Vesely

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ARAX ADVISORY PARTNERS
CHARLES SCHWAB & CO., INC.
LPL FINANCIAL LLC
MORGAN STANLEY
CETERA INVESTMENT ADVISERS LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
NEWEDGE ADVISORS

Other Investors

MARK STEVEN BURLINGAME
ALLISON ELISABETH CULLEY
MICHELLE LOUISE NOLEN
Christopher J Tomaskovic
MARY E WINTERS
DONALD GEORGE BELL
John J Gadonniex
MICHAEL M MATTES

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · POUGHKEEPSIE, NY
ARAX ADVISORY PARTNERS · Poughkeepsie, NY
CHARLES SCHWAB & CO., INC. · Poughkeepsie, NY
LPL FINANCIAL LLC · POUGHKEEPSIE, NY
MORGAN STANLEY · POUGHKEEPSIE, NY
CETERA INVESTMENT ADVISERS LLC · POUGHKEEPSIE, NY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · POUGHKEEPSIE, NY
NEWEDGE ADVISORS · Poughkeepsie, NY

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