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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-09-06
  • IL RA
    APPROVED
    Since 2018-09-06

Branch Locations

Chicago, IL • United States

225 W Randolph St Ste 2000, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Chicago IL 08/2015 12/2017
Corey Mcquade Chicago IL 03/2016 12/2017
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2016 12/2017
Northwestern Mutual Investment Services Llc Chicago IL 07/2018 Present
Corey Mcquade Chicago IL 07/2018 12/2019
Unemployed Chicago IL 01/2018 06/2018
Corey Mcquade Chicago IL 06/2018 07/2018
Corey Mcquade Chicago IL 12/2019 07/2024
Blackfem New York NY 07/2018 09/2018
Disney Ii Friends Chicago IL 10/2020 06/2022
Corey Mcquade Chicago IL 08/2024 Present
  • 08/2015 → 12/2017
    Chicago, IL
  • 03/2016 → 12/2017
    Corey Mcquade
    Chicago, IL
  • 06/2016 → 12/2017
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 07/2018 → Present
    Chicago, IL
  • 07/2018 → 12/2019
    Corey Mcquade
    Chicago, IL
  • 01/2018 → 06/2018
    Unemployed
    Chicago, IL
  • 06/2018 → 07/2018
    Corey Mcquade
    Chicago, IL
  • 12/2019 → 07/2024
    Corey Mcquade
    Chicago, IL
  • 07/2018 → 09/2018
    Blackfem
    New York, NY
  • 10/2020 → 06/2022
    Disney Ii Friends
    Chicago, IL
  • 08/2024 → Present
    Corey Mcquade
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-12
  • S66 Uniform Combined State Law Examination
    2015-11-12
Other Names
  • Tara Bridget O'DEa

View on SEC IAPD

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