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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-07-23 |
Branch Locations
Lake Oswego, OR • United States
1295 State Street, Springfield, MA 01111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Lake Oswego | OR | 06/2016 | 11/2016 |
| Mml Investors Services, Llc | Lake Oswego | OR | 06/2016 | 11/2016 |
| Lpl Financial, Llc | Portland | OR | 11/2016 | 05/2018 |
| Fsc Securities Corp | Atlanta | GA | 05/2018 | 12/2018 |
| Price Financial Group | Portland | OR | 12/2018 | 11/2025 |
| Cwm, Llc | Omaha | NE | 02/2021 | 09/2022 |
| Wealth Management, Inc. | Portland | OR | 09/2022 | 11/2025 |
| Foundations Investment Advisors, Llc | Lake Oswego | OR | 11/2025 | 06/2026 |
| Massmutual | Springfield | MA | 06/2026 | Present |
| Mml Investors Services, Llc | Lake Oswego | OR | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-09 |
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