John Stephen Coffman

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2023-09-01
KY	RA	APPROVED	2023-09-01
NC	RA	APPROVED	2023-09-01
OH	RA	APPROVED	2023-09-01
VA	RA	APPROVED	2023-09-01

IN RA
APPROVED

Since 2023-09-01
KY RA
APPROVED

Since 2023-09-01
NC RA
APPROVED

Since 2023-09-01
OH RA
APPROVED

Since 2023-09-01
VA RA
APPROVED

Since 2023-09-01

Branch Locations

28208 In-1 Unit #105, West Harrison, IN 47060 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Southwest Local Schools	Harrison	OH	08/2004	Present
Sagepoint Financial	Greenwood	IN	11/2012	09/2023
Osaic Wealth, Inc.	West Harrison	IN	09/2023	Present

08/2004 → Present

Southwest Local Schools

Harrison, OH
11/2012 → 09/2023

Sagepoint Financial

Greenwood, IN
09/2023 → Present

Osaic Wealth, Inc.

West Harrison, IN

Previous Registrations

2017-06-23 → 2023-09-01

Osaic Services, Inc.

West Harrison, IN

Scottsdale, AZ

Greenwood, IN

Other Businesses

1. MATH TEACHER POSITION: Other - Teacher in district NATURE: Other - MATH TEACHER INVESTMENT RELATED: No NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 08/01/2004 ADDRESS: 9830 WEST ROAD, HARRISON OH 45030, United States DESCRIPTION: I teach math 2. HIGH SCHOOL GAME SCOREKEEPER/TIMER POSITION: TIMER/SCOREKEEPER NATURE: I KEEP THE SCOREBOOK OR RUN THE CLOCK AT HOME ATHLETIC EVENTS INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 12/12/2023 ADDRESS: 1 TROJAN PLACE, ST LEON IN 47012, United States DESCRIPTION: AT EAST CENTRAL HIGH SCHOOL HOME GAMES, I KEEP THE GAME CLOCK OR KEEP THE SCORE BOOK 3. FOREVER ONE LLC POSITION: owner NATURE: I filed for an LLC to assist in payroll and taxes. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/06/2020 ADDRESS: 28208 IN 1, SUITE 105, WEST HARRISON IN 47060, United States DESCRIPTION: payroll and payment of taxes 4. COFFMAN WEALTH MANAGEMENT POSITION: Other -INVESTMENT ADVISOR REPRESENTATIVE Registered Representative of Coffman Financial Group, not an owner. NATURE: Other - Marketing Name only, no unapproved products offered INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 40 START DATE: 05/16/2017 ADDRESS: 28208 IN 1 SUITE 105, WEST HARRISON IN 47060, United States DESCRIPTION: A new recruit, marketing name for securities. I'm under John Stephen Coffman (EF2)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-06-21
S63	Uniform Securities Agent State Law Examination	2013-02-16

S65 Uniform Investment Adviser Law Examination

2017-06-21
S63 Uniform Securities Agent State Law Examination

2013-02-16

View on SEC IAPD