Susan Kim Chen

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 03/2018
  Schwab Private Client Investment Advisory, Inc.
  Lone Tree, CO
• 01/2020 → Present
  Charles Schwab & Co.,Inc.
  Lone Tree, CO
• 01/2020 → Present
  Schwab Wealth Advisory Inc
  Lone Tree, CO
• 04/2018 → 12/2019
  Delphia Inc.
  Broomfield, CO

Previous Registrations

• 2015-08-31 → 2018-04-04
  Schwab Wealth Advisory, Inc.
  Lone Tree, CO

Other Businesses

1) Brandy Chase Condominium | Investment Related:No|4400 S QUEBEC ST #D101|DENVER|CO|80237|USA|Real Estate (Non-Agent/Broker)|Owner of property|3/1/2008|Less than 20|0|Own condo property in my name because my parents were unable to use their name at the time to purchase this home. A tenant is currently renting and I do receive a residual income of about $100 per month after mortgage and hoa dues. Check is payable to me

Exams

• S66 Uniform Combined State Law Examination
  2015-08-31
• S63 Uniform Securities Agent State Law Examination
  2013-05-17

Designations

• Certified Financial Planner

Other Names

• Susan Chen