Timothy Joseph Pierce

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 03/2022
  Natixis Global Asset Management
  Boston, MA
• 03/2022 → 06/2023
  Foreside Financial Services, Llc
  Hanover, MA
• 03/2022 → 02/2024
  Diffractive Distribution, Llc
  Boston, MA
• 10/2012 → 03/2022
  Natixis Distribution, Llc
  Boston, MA
• 03/2023 → 02/2024
  F/M Distributors, Llc
  Boston, MA
• 02/2024 → Present
  Nuveen Securities, Llc
  Hanover, MA
• 02/2024 → Present
  Nuveen Asset Management, Llc
  Chicago, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-06-17
• S63 Uniform Securities Agent State Law Examination
  2010-01-14