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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-07 |
| PA | RA | APPROVED | 2016-12-06 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Pittsburgh, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Altamonte Springs | FL | 11/2012 | Present |
| Fisher Investments | Camas | WA | 12/2016 | Present |
OAA#: 41739 | Org Name:Rental Property | Org Addr:Novi, MI, US | Nature of Bus:Rental Property | Invst Rel:N | Title:Landlord | Duties:Manage properties | Start Dt:03/01/2016 | Total Hrs p/m:1 | Sec Trdng Hrs p/m:0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-13 |
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