Daniel Robert Sherman

Current Employers

Employment History

• 02/2020 → 08/2020
  Unemployed
  Long Beach, CA
• 01/2020 → 02/2020
  Pelican Products, Inc.
  Torrance, CA
• 04/2017 → 12/2019
  Erp Integrated Solutions
  Long Beach, CA
• 04/2015 → 03/2017
  Millennium Dental Technology
  Cerritos, CA
• 10/2020 → 04/2021
  Sidoxia Capital Management
  Newport Beach, CA
• 05/2021 → 08/2022
  Mindwallet Investment Advisory
  Long Beach, CA
• 09/2020 → Present
  Mindwallet Investment Advisory Insurance Sales
  Long Beach, CA
• 08/2022 → 05/2025
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2022 → 02/2025
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 02/2025 → 05/2025
  Taxact
  Dallas, TX
• 07/2022 → 07/2022
  Primal Alchemy Catering
  Long Beach, CA

Previous Registrations

• 2025-07-25 → 2025-12-31
  Mindwallet Investment Advisory
  Los Alamitos, CA
• 2022-08-29 → 2025-02-20
  Cambridge Investment Research Advisors, Inc.
  Irvine, CA
• 2021-05-06 → 2022-11-11
  Mindwallet Investment Advisory
  Long Beach, CA
• 2020-10-23 → 2021-06-10
  Sidoxia Capital Management, Llc
  Newport Beach, CA

Other Businesses

1) Dan's Tax Services 12100 Montecito Rd, Unit 128, Los Alamitos, CA 90720 start date 3/9/2025 approximately 20 hours a month is spent on these services during trading hours- Provides tax services as an Enrolled agent and tax preparer. While not directly investment-related, it can provide financial advice for tax purposes. This business is directly associated with MindWallet Investment Advisory. 3) RISING TIDE AT MARGARITE KIEFER EDUCATION CENTER (MKEC), 607 E 3RD ST, LONG BEACH, CA, start date 02/2023, AGENT, TAX SERVICES, NIR, 1 HR/MO, 0 HR/MO TRADING. Provides an annual community review of financials. No title. This service is unrelated to any other business, voluntary, and requires only five hours per year during trading hours. 4) MINDWALLET SENIOR HEALTHCARE SOLUTIONS, 12100 Montecito Rd Unit 128, Los Alamitos, CA, start date 04/2021, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 5 HR/MO, 5 HR/MO TRADING. Sells health insurance to seniors. The title is insurance agent. This service is directly related to MindWallet Investment Advisory and will provide insurance services for customers of the advisory. It can take 4-5 hours of time during trading hours per month, possibly more. 5) DANIEL SHERMAN INSURANCE, 12100 Montecito Rd Unit 128, Los Alamitos, CA Start date 02/15/2024, Title: Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO, 1 HR/MO TRADING. This business is directly related to MindWallet Investment Advisory and provides life insurance services for advisory customers.

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-09-03
• S65 Uniform Investment Adviser Law Examination
  2020-07-16

Designations

Other Names

• Daniel R Sherman