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Lori Carol Lindley

Tolleson Private Wealth Management

Dallas, TX

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Current Employers
Tolleson Private Wealth Management

5500 Preston Road Suite 250, Dallas, TX 75205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-16
  • TX RA
    APPROVED
    Since 2026-07-16

Branch Locations

5500 Preston Road Suite 250, Dallas, TX 75205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc         Dallas TX 05/2010 Present
J.P. Morgan Clearing Corp. Dallas TX 01/2011 11/2016
Jpmorgan Chase Bank, N.A.              Dallas TX 08/2021 06/2026
Tolleson Private Wealth Management Dalllas TX 06/2024 Present
  • 05/2010 → Present
    J.P. Morgan Securities Llc        
    Dallas, TX
  • 01/2011 → 11/2016
    J.P. Morgan Clearing Corp.
    Dallas, TX
  • 08/2021 → 06/2026
    Jpmorgan Chase Bank, N.A.             
    Dallas, TX
  • 06/2024 → Present
    Tolleson Private Wealth Management
    Dalllas, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-23
S63 Uniform Securities Agent State Law Examination 2008-05-02
  • S65 Uniform Investment Adviser Law Examination
    2024-05-23
  • S63 Uniform Securities Agent State Law Examination
    2008-05-02
Other Names
  • Lori C Lindley

View on SEC IAPD

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