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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-07-20 |
| MT | RA | APPROVED | 2021-12-07 |
| TX | RA | APPROVED | 2010-02-01 |
| IL | RA | APPROVED | 2009-01-26 |
Branch Locations
One North Wacker Drive Ste 3300, Chicago, IL 60606 • United States
Big Sky, MT • United States
Ocean Ridge, FL • United States
Glencoe, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Chicago | IL | 10/2007 | Present |
Fortnightly of Chicago / 120 East Bellevue Place Chicago,IL 60611 / Other/ Other philanthropy / society to enrich the intellectual lives of its members / Other / volunteer / volunteer on the investment committee / Start Date 05/01/2017/ End Date 05/01/2019/ women's club 43586 / quarterly lunch
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-23 |
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