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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2011-09-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Securities, Llc | Bonita Springs | FL | 08/2011 | Present |
| Nuveen Asset Management, Llc | Chicago | IL | 09/2011 | Present |
BLOOMFIELD TOWNSHIP, MICHIGAN, MEMBER OF THE INVESTMENT COMMITTEE, PENSION BOARD ADVISORY ROLE, COMPENSATED $150.00 A MONTH, START DATE: 6/17/2015, WILL NOT CONFLICT WITH MY RESPONSIBILITIES AT NUVEEN.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-03-05 |
| S65 | Uniform Investment Adviser Law Examination | 2010-12-22 |
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