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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Insurance Co | Horsham | PA | 05/2016 | 04/2017 |
| Unemployed | Jupiter | FL | 02/2016 | 05/2016 |
| Hornor Townsend & Kent Inc | Horsham | PA | 05/2016 | 04/2017 |
| Equity Services, Inc. | Montpelier | VT | 04/2017 | 03/2018 |
| National Life Group | Sunrise | FL | 04/2017 | 03/2018 |
| Pruco Securities Llc | Miami | FL | 03/2024 | 11/2024 |
| Capital Markets Iq | Palm Beach Gardens | FL | 03/2018 | 08/2022 |
| Legend Financial Marketing Services | North Palm Beach | FL | 12/2018 | 05/2020 |
| Old Marsh Golf Club | Palm Beach Gardens | FL | 11/2020 | 11/2024 |
| The Prudential Insurance Company Of America | Miami | FL | 06/2024 | Present |
| Lpl Enterprise, Llc | Miami | FL | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-04-08 |
| S65 | Uniform Investment Adviser Law Examination | 2011-11-01 |
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