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5454 W. 110Th Street, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-07-16 |
Branch Locations
Menomonee Falls, WI • United States
5454 W. 110Th Street, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waterstone Bank | Wauwatosa | WI | 09/2013 | 09/2017 |
| Principal Life Insurance Company | Wauwatosa | WI | 09/2017 | 06/2025 |
| Principal Securities, Inc. | Wauwatosa | WI | 10/2017 | 06/2025 |
| Principal Advised Services | Wauwatosa | WI | 10/2022 | 06/2025 |
| Wells Fargo Clearing Services, Llc | Waukesha | WI | 06/2025 | 07/2025 |
| Wells Fargo Advisors Financial Network, Llc | Waukesha | WI | 07/2025 | 06/2026 |
| Creative Planning, Llc | Overland Park | KS | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-08 |
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