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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-08-11 |
Branch Locations
1213 Culbreth Drive Suite 124, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Greenwich | CT | 12/2014 | 09/2021 |
| Wells Fargo Advisors, Llc | Greenwich | CT | 01/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Greenwich | CT | 11/2016 | 09/2021 |
| Newedge Advisors, Llc. | New Orleans | LA | 09/2021 | 07/2026 |
| Mid Atlantic Capital Corporation | Pittsburgh | PA | 09/2021 | 07/2026 |
| Charles Schwab Bank | Wilmington | NC | 07/2026 | Present |
| Charles Schwab & Co., Inc. | Wilmington | NC | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-14 |
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