Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bok Financial Securities, Inc. | Houston | TX | 09/2011 | 10/2019 |
| Bokf, Na | Houston | TX | 09/2011 | 10/2019 |
| Chris Gerow | Houston | TX | 10/2019 | 01/2022 |
| First Horizon Bank | Houston | TX | 01/2022 | Present |
| Lpl Financial Llc | Lafayette | LA | 08/2025 | Present |
1. 08/21/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors- Inv Rel- At Reported Business Location(s)- 160 Hrs Per Mnth/Trading- Start Date 07/23/2025 2. 08/21/2025-First Horizon Bank- Financial Institution Duty- INV Related- At Reported Business Location(s)- Start date 06/23/2025- 160 Hours Per Month- 160 Hours During Trading 3. 08/21/2025- Houston Marathon Foundation- Non-Profit Board Member- Not INV Related- At HOUSTON, TX- Start date 06/01/2025- 2 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-29 |
Reach out to this advisor