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Beau Franklin Tompkins

LPl Financial LLC

Fort Mill, SC

Tega Cay, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2018-04-03
  • SC RA
    APPROVED
    Since 2018-04-03

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Tega Cay, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Charlotte NC 10/2015 10/2017
Lpl Financial Fort Mill SC 01/2018 Present
  • 10/2015 → 10/2017
    Bank Of America, N.A.
    Charlotte, NC
  • 01/2018 → Present
    Lpl Financial
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-29
S65 Uniform Investment Adviser Law Examination 2008-02-20
S63 Uniform Securities Agent State Law Examination 2007-10-30
  • S66 Uniform Combined State Law Examination
    2018-03-29
  • S65 Uniform Investment Adviser Law Examination
    2008-02-20
  • S63 Uniform Securities Agent State Law Examination
    2007-10-30
Other Names
  • Beau Tompkins

View on SEC IAPD

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Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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