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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-19
  • TX RA
    APPROVED
    Since 2022-05-19

Branch Locations

600 Travis St Floor 09, Houston, TX 77002 • United States

Richmond, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Houston TX 06/2007 02/2022
Unemployed Houston TX 03/2022 04/2022
J.P. Morgan Securities Llc Houston TX 05/2022 Present
Jpmorgan Chase Bank, N.A. Houston TX 05/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-02
  • S66 Uniform Combined State Law Examination
    2011-09-02
Other Names
  • Reagan Elizabeth Rome
  • Reagan E Rome
  • Reagan Elizabeth Rome
  • Reagan Rome
  • Reagan R Dekeyzer
  • Reagan Rome Dekeyzer
  • Reagan R. Dekeyzer

View on SEC IAPD

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