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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-04-20
  • IL RA
    APPROVED
    Since 2022-04-20

Branch Locations

2651 Warrenville Road Ste 200, Downers Grove, IL 60515 • United States

390 E Congress Pkwy Ste 390-E, Crystal Lake, IL 60014 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Chicago IL 06/2012 05/2021
Unemployed Chicago IL 05/2021 04/2022
Lpl Financial Downers Grove IL 04/2022 Present
  • 06/2012 → 05/2021
    Fifth Third Securities
    Chicago, IL
  • 05/2021 → 04/2022
    Unemployed
    Chicago, IL
  • 04/2022 → Present
    Lpl Financial
    Downers Grove, IL
Previous Registrations
  • 2012-07-03 → 2021-05-21
    Itasca, IL
    Bloomingdale, IL
    Hoffman Estates, IL
    Schaumburg, IL
    Hoffman Estates, IL
    Chicago, IL
    Naperville, IL
    Romeoville, IL
    Shorewood, IL
    St. Charles, IL
    Naperville, IL
    Batavia, IL
    Rosemont, IL
    Chicago, IL
    Melrose Park, IL
    Rolling Meadows, IL
    Chicago, IL
    Northbrook, IL
    Northbrook, IL
    Skokie, IL
    Lincolnwood, IL
    Palatine, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Skokie, IL
    Chicago, IL
    Addison, IL
    Itasca, IL
    Chicago, IL
    Schaumburg, IL
    Rosemont, IL
    Morton Grove, IL
    Oak Brook, IL
    Wheaton, IL
    Bloomingdale, IL
    Glen Ellyn, IL
    Rosemont, IL
  • 2012-03-30 → 2012-06-15
    Ehlert Financial Group, Inc.
    Lincolnshire, IL
  • 2007-08-14 → 2012-02-10
    Chicago, IL
Other Businesses

1- 4/2022 - DBA for LPL Business (entity for LPL business) - PROFESSIONAL WEALTH ADVIOSRS, LLC - Investment Related - Downers Grove, IL 60515 2- 05/11/2022-PWA, LLC-INVESTMENT RELATED-At Reported Business Location(s)-DBA for LPL Business (entity for LPL business)-START DATE: 05/02/2022-40 Hours Per Month/40 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-11
  • S66 Uniform Combined State Law Examination
    2007-08-11
Designations
Other Names
  • Crystal Ann From

View on SEC IAPD

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