Michael Scott

Employer firm

Td Private Client Wealth LLC CRD 164484

$8.57B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 09/2016
  Metlife Securities Inc.
  West Des Moines, IA
• 10/2016 → 03/2018
  Sammons Financial Network
  West Des Moines, IA
• 10/2016 → 03/2018
  Sammons Retirement Solutions
  West Des Moines, IA
• 05/2018 → 06/2019
  Lpl Financial Llc
  Fort Mill, SC
• 07/2019 → 02/2020
  Edward Jones
  St Louis, MO
• 03/2020 → 01/2021
  Td Ameritrade
  South Portland, ME
• 06/2021 → 10/2024
  Td Private Client Wealth Llc
  Portland, ME
• 01/2021 → 05/2021
  Unemployed
  Old Orchard Beach, ME
• 11/2024 → 06/2026
  Allstate Insurance Co
  Northbrook, IL
• 11/2024 → Present
  North Star Heritage Group
  Gorham, ME
• 12/2022 → 09/2025
  Sole Prop
  Old Orchard Beach, ME
• 11/2024 → 06/2026
  Allstate Financial Advisors, Llc
  Lincoln, NE
• 11/2024 → 06/2026
  Allstate Financial Services, Llc
  Lincoln, NE
• 07/2026 → Present
  Td Bank N.A.
  Asheville, NC
• 07/2026 → Present
  Td Private Client Wealth Llc
  Asheville, NC

Previous Registrations

• 2024-11-12 → 2026-06-30
  Allstate Financial Advisors, Llc
  Gorham, ME
• 2021-06-02 → 2024-11-12
  Td Private Client Wealth Llc
  Portland, ME
  Manchester, NH
• 2020-04-13 → 2021-03-17
  Td Ameritrade Investment Management, Llc
  South Portland, ME
• 2020-04-13 → 2021-01-26
  Td Ameritrade, Inc.
  Portland, ME
• 2019-08-26 → 2020-03-06
  Edward Jones
  St Louis, MO
  Portland, ME
  Portland, ME
  South Portland, ME

Exams

• S66 Uniform Combined State Law Examination
  2019-08-17
• S63 Uniform Securities Agent State Law Examination
  2007-08-23

Other Names

• Michael S Scott
• Michael Steven Scott
• Michael Scott