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Employer firm

First Citizens Investor Services, Inc. CRD 44430

$2.63B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-10-04
  • NC RA
    APPROVED
    Since 2022-10-04

Branch Locations

Holly Springs, NC • United States

4300 Six Forks Road, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services Raleigh NC 05/2007 Present
First Citizens Bank Raleigh NC 04/2024 Present
Aviator Brewing Company Fuquay Varina NC 05/2023 Present
Longhorn Steakhouse Apex NC 09/2025 Present
  • 05/2007 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 04/2024 → Present
    First Citizens Bank
    Raleigh, NC
  • 05/2023 → Present
    Aviator Brewing Company
    Fuquay Varina, NC
  • 09/2025 → Present
    Longhorn Steakhouse
    Apex, NC
Other Businesses

1) AVIATOR BREWING COMPANY POSITION: Employee NATURE: Outside Employment (retail job, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/22/2023 ADDRESS: 525 E Broad St, Fuquay Varina NC 27526, United States DESCRIPTION: Aviator Brewing Company is a restaurant and bar in Fuquay-Varina, NC. 2) FIRST CITIZENS ASSET MANAGEMENT, INC. POSITION: Employee NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 03/25/2025 ADDRESS: 8540 Colonnade Center Drive, Raleigh NC 27615, United States DESCRIPTION: Registered Investment Advisor. 3) SVB WEALTH, LLC POSITION: Employee NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 03/25/2025 ADDRESS: 53 State Street, 28th Floor, Boston MA 02109, United States DESCRIPTION: SVB Wealth LLC is a wholly owned subsidiary of First Citizens Bank & Trust and an affiliate of First Citizens Investor Services and First Citizens Asset Management 4) LONGHORN STEAKHOUSE POSITION: Employee NATURE: Outside Employment (retail job, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 0 START DATE: 09/23/2025 ADDRESS: 1411 Beaver Creek Commons Drive, Apex NC 27502, United States DESCRIPTION: LongHorn Steakhouse is a restaurant that serves food and beverages.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-03
  • S66 Uniform Combined State Law Examination
    2022-10-03
Other Names
  • April Kay Dutcher
  • April Kay Larson
  • April Jean Larson

View on SEC IAPD

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