John Campo

Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-07-02

NY RA
APPROVED

Since 2025-07-02

Branch Locations

209 East 31St, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mai Capital Management, Llc	Cleveland	OH	08/2023	Present
Cvs Health	New York	NY	10/2019	08/2023
Css Nanotech Inc	East Islip	NY	03/2017	09/2019
Marchon Eyewear	Melville	NY	08/2012	02/2017

08/2023 → Present

Mai Capital Management, Llc

Cleveland, OH
10/2019 → 08/2023

Cvs Health

New York, NY
03/2017 → 09/2019

Css Nanotech Inc

East Islip, NY
08/2012 → 02/2017

Marchon Eyewear

Melville, NY

Other Businesses

JCC Tax Services. Non investment-related. 3511 Westbrook Blvd East Islip NY 11730. Tax Preparation Services. Sole Proprietor. January 2015 to Present. 10-15 hours per month on average (during non-trading hours). 0 hours devoted during trading hours. Tax preparation services.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-07-02

S65 Uniform Investment Adviser Law Examination

2025-07-02

View on SEC IAPD