Inactive

James Douglas Maxon

James D. Maxon Financial Advisors, LLC

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Current Employers

James D. Maxon Financial Advisors, Llc

Bedford, MA • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2026-04-21

MA RA
APPROVED

Since 2026-04-21

Branch Locations

Bedford, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
James D Maxon Cpa	Bedford	MA	06/1986	Present
James D. Maxon Financial Advisors	Bedford	MA	03/2003	Present

06/1986 → Present

James D Maxon Cpa

Bedford, MA
03/2003 → Present

James D. Maxon Financial Advisors

Bedford, MA

Previous Registrations

2005-03-23 → 2025-12-31

James D. Maxon Financial Advisors, Llc

Woburn, MA
2002-10-04 → 2003-06-02

Veravest Investment Advisors, Inc.

Woburn, MA
1999-07-16 → 2002-05-10

U.S. Financial Advisors

Woburn, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-04-28
S63	Uniform Securities Agent State Law Examination	1999-02-08

S65 Uniform Investment Adviser Law Examination

1999-04-28
S63 Uniform Securities Agent State Law Examination

1999-02-08

View on SEC IAPD

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