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James Douglas Maxon

James D. Maxon Financial Advisors, LLC

Bedford, MA

CRD 3158896

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Employer firm

James D. Maxon Financial Advisors, LLC CRD 126621

$15.1M regulatory AUM 42 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
James D. Maxon Financial Advisors, Llc

Bedford, MA • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-04-21
  • MA RA
    APPROVED
    Since 2026-04-21

Branch Locations

Bedford, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James D Maxon Cpa Bedford MA 06/1986 Present
James D. Maxon Financial Advisors Bedford MA 03/2003 Present
  • 06/1986 → Present
    James D Maxon Cpa
    Bedford, MA
  • 03/2003 → Present
    James D. Maxon Financial Advisors
    Bedford, MA
Previous Registrations
  • 2005-03-23 → 2025-12-31
    James D. Maxon Financial Advisors, Llc
    Woburn, MA
  • 2002-10-04 → 2003-06-02
    Veravest Investment Advisors, Inc.
    Woburn, MA
  • 1999-07-16 → 2002-05-10
    U.S. Financial Advisors
    Woburn, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-28
S63 Uniform Securities Agent State Law Examination 1999-02-08
  • S65 Uniform Investment Adviser Law Examination
    1999-04-28
  • S63 Uniform Securities Agent State Law Examination
    1999-02-08

View on SEC IAPD

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