Jared Roccanti

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 01/2010 → Present
  Bank Of America, N.A.
  Charlotte, NC

Previous Registrations

• 2009-08-20 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Charlotte, NC
• 2008-09-10 → 2009-07-15
  Morgan Stanley & Co. Llc
  Charlotte, NC
  New York, NY

Other Businesses

I*70073FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: JARED ROCCANTIINVESTMENT RELATED: YADDRESS OF BUSINESS: HUNTERSVILLE, NORTH CAROLINA 28078NATURE OF BUSINESS: FAMILY BUSINESS,POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 3/1/2014NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: INVESTMENT/RENTAL PROPERTY. RESPONSIBILITIES INCLUDE RENTING AND MANAGING PROPERTY FOR TENANTS.I*94759FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: JARED ROCCANTIINVESTMENT RELATED: YADDRESS OF BUSINESS: HUNTERSVILLE, NORTH CAROLINA 28078NATURE OF BUSINESS: FAMILY BUSINESS,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 6/23/2016NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: INVESTMENT/RENTAL PROPERTY. RESPONSIBILITIES INCLUDE RENTING AND MANAGING PROPERTY FOR TENANTS.I*498297For profit or not for profit: Name of outside business organization: Jared RoccantiInvestment related: NAddress of business: Huntersville, North Carolina, 28078Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 6/23/2016Number of hours devoted: 10 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: ,I*496114For profit or not for profit: Name of outside business organization: Jared & Alyssa RoccantiInvestment related: NAddress of business: Huntersville, North Carolina, 28078Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 3/1/2014Number of hours devoted: 10 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , I*496114, Entity Type: , Name of OBA: J & A R, Address: Huntersville, North Carolina, 28078, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee State Date: 03/01/2014, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2008-09-03

Other Names

• Jared Major Roccanti