Rocco Joseph Laudadio

Employer firm

Key Investment Services LLC CRD 136300

$8.88B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2021-08-17

CT RA
APPROVED

Since 2021-08-17

Branch Locations

211 Amity Road, Woodbridge, CT 06525 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase, N.A.	Westport	CT	06/2016	08/2017
Jpmorgan Chase, N.A.	Wilton	CT	08/2017	10/2020
Key Investment Services Llc	Woodbridge	CT	12/2020	Present
Keybank	Woodbridge	CT	10/2020	Present
Unemployed	Fairfield	CT	03/2016	06/2016

06/2016 → 08/2017

Jpmorgan Chase, N.A.

Westport, CT
08/2017 → 10/2020

Jpmorgan Chase, N.A.

Wilton, CT
12/2020 → Present

Key Investment Services Llc

Woodbridge, CT
10/2020 → Present

Keybank

Woodbridge, CT
03/2016 → 06/2016

Unemployed

Fairfield, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-06-18
S63	Uniform Securities Agent State Law Examination	2016-07-02

S66 Uniform Combined State Law Examination

2020-06-18
S63 Uniform Securities Agent State Law Examination

2016-07-02

Other Names

Rocco J Laudadio
Rocco Laudadio

View on SEC IAPD