Larry Jermaine Woods

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2007-10-08

AL RA
APPROVED

Since 2007-10-08

Branch Locations

2501 20Th Pl S, Ste 325 [A1-Rbo], Birmingham, AL 35223 • United States

5376 Highway 280, Birmingham, AL 35242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wachovia Bank, N.A.	Birmingham	AL	04/2007	Present
Wells Fargo Advisors Llc	Hoover	AL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Hoover	AL	11/2016	Present

04/2007 → Present

Wachovia Bank, N.A.

Birmingham, AL
05/2009 → 11/2016

Wells Fargo Advisors Llc

Hoover, AL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Hoover, AL

Other Businesses

STAR OF BETHLEHEM CHRISTIAN METHODIST EPISCOPAL CHURCH, NOT INV RELATED, MOUNDVILLE, AL. START 7/16/2021, 40 HOURS PER MONTH, ZERO HOURS DURING TRADING, WORSHIP, BIBLE STUDDIES, WORKSHOPS, AND RELIGIOUS EVENTS. 3DL WOODS LLC; NOT INV. RELATED; ALABASTER, AL; CO-OWNER; FAMILY BUSINESS VENTURES I.E. FARMING, RODEO, HORTICULTURE; START DATE 6/22/2022; 0 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES NO SPECIFIC DUTIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-09-27
S63	Uniform Securities Agent State Law Examination	2007-06-07

S65 Uniform Investment Adviser Law Examination

2007-09-27
S63 Uniform Securities Agent State Law Examination

2007-06-07

Other Names

Larry Germaine Woods
Jermaine Woods
Larry Woods

View on SEC IAPD