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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-02-13
  • WA RA
    APPROVED
    Since 2026-02-13

Branch Locations

4411 196Th Sw, Lynnwood, WA 98036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Kirkland WA 07/2016 11/2017
Jpmorgan Chase Bank Kirkland WA 07/2016 11/2017
U.S. Bank Lynnwood WA 12/2018 02/2026
U.S. Bancorp Investments, Inc. Lynnwood WA 03/2019 02/2026
Unemployed Katy TX 11/2017 12/2018
U.S. Bancorp Advisors, Llc Lynnwood WA 02/2026 Present
  • 07/2016 → 11/2017
    Jp Morgan Securities Llc
    Kirkland, WA
  • 07/2016 → 11/2017
    Jpmorgan Chase Bank
    Kirkland, WA
  • 12/2018 → 02/2026
    U.S. Bank
    Lynnwood, WA
  • 03/2019 → 02/2026
    Lynnwood, WA
  • 11/2017 → 12/2018
    Unemployed
    Katy, TX
  • 02/2026 → Present
    Lynnwood, WA
Previous Registrations
Other Businesses

Rental Property; Investment related; Bothell, WA; Rental property; Owner; 4/15/2024; 0 hours/mo; 0 hours/trading; No duties related to this property.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-02
S63 Uniform Securities Agent State Law Examination 2016-09-19
  • S65 Uniform Investment Adviser Law Examination
    2021-04-02
  • S63 Uniform Securities Agent State Law Examination
    2016-09-19
Other Names
  • Sophia Shi
  • Wenyuan Shi
  • Sophia Mylchreest

View on SEC IAPD

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