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Amy O'BRien

Wells Fargo Advisors Financial Network, LLC

Charlotte, NC

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-05
  • TX RA
    APPROVED
    Since 2021-02-05

Branch Locations

831 E Morehead St Ste 460, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 02/2021
Wells Fargo Advisors Financial Network, Llc Charlotte NC 02/2021 Present
Wells Fargo Advisors Llc Charlotte NC 05/2009 11/2016
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-08-20
  • S63 Uniform Securities Agent State Law Examination
    2009-08-20
Other Names
  • Amy Marcum
  • Amy Leigh Marcum
  • Amy L O'BRien
  • Amy Leigh O'BRien

View on SEC IAPD

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