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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2020-09-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First National Bank Of Pa | Wellsburg | WV | 08/2012 | Present |
| Cetera Investment Services Llc | St.CLoud | MN | 02/2014 | Present |
| Cetera Investment Advisors Llc | Wellsburg | WV | 09/2016 | Present |
1.) RECEIVES COMPENSATION FOR REFERRALS TO FIRST NATIONAL BANK TRUST DEPARTMENT. 2.)FEASTER PROPERTIES LLC - 50% OWNER, RENTAL PROPERTY/LANDLORD-5% OF TIME, RENT $11,400 ANNUALLY, NO SECURITIES CLIENTS 3) FIXED LIFE INSURANCE SALES OUTSIDE OF CETERA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-17 |
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