Megan E Branham

Employer firm

Principal Asset Management CRD 109002

$428B regulatory AUM 137 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 05/2016
  Columbia Management Investment Distributors Inc
  Englewood, CO
• 05/2016 → 06/2024
  Principal Life Insurance Company
  Denver, CO
• 08/2016 → Present
  Principal Securities, Inc.
  Denver, CO
• 01/2024 → Present
  Principal Funds Distributor
  Denver, CO
• 03/2024 → Present
  Principal Asset Management
  Denver, CO

Previous Registrations

• 2015-07-06 → 2016-05-17
  Columbia Management Investment Advisers, Llc
  Englewood, CO
  Boston, MA
• 2009-12-01 → 2015-07-01
  Lockton Investment Advisors, Llc
  Kansas City, MO
• 2007-06-14 → 2009-11-11
  Strategies Capital Management
  Denver, CO

Other Businesses

1) Rental Property - Owner, Condo ownership, all landlord duties handled by property management firm. Not investment related. 39 E Agate Ave #206 Las Vegas, NV 89123. 2) Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, LLC and its affiliates. 1 hr per month, 0 hrs during trading. Effective May 2017.

Exams

• S63 Uniform Securities Agent State Law Examination
  2009-12-15
• S65 Uniform Investment Adviser Law Examination
  2007-06-13

Designations

• Chartered Financial Analyst

Other Names

• Megan Elizabeth Trapp
• Megan Elizabeth Branham
• Megan Branham