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Olaf Thomas Storaasli Von Ramm

Fifth Third Securities, Inc.

Wake Forest, NC

CRD 5294426

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Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Am, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-09-28
  • NC RA
    APPROVED
    Since 2023-09-28

Branch Locations

100 Capcom Avenue, Wake Forest, NC 27587 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Raleigh NC 09/2009 07/2019
Wells Fargo Advisors Llc Raleigh NC 03/2011 11/2016
Wells Fargo Clearing Services, Llc Raleigh NC 11/2016 07/2019
Unemployed Raleigh NC 07/2019 01/2020
Mary Wilson Insurance Agency Raleigh NC 01/2020 05/2021
State Farm Vp Management Corp Raleigh NC 12/2020 05/2021
Fifth Third Bank Raleigh NC 05/2021 Present
Fifth Third Securities Raleigh NC 05/2022 Present
  • 09/2009 → 07/2019
    Wachovia Bank, N.A.
    Raleigh, NC
  • 03/2011 → 11/2016
    Wells Fargo Advisors Llc
    Raleigh, NC
  • 11/2016 → 07/2019
    Raleigh, NC
  • 07/2019 → 01/2020
    Unemployed
    Raleigh, NC
  • 01/2020 → 05/2021
    Mary Wilson Insurance Agency
    Raleigh, NC
  • 12/2020 → 05/2021
    State Farm Vp Management Corp
    Raleigh, NC
  • 05/2021 → Present
    Fifth Third Bank
    Raleigh, NC
  • 05/2022 → Present
    Fifth Third Securities
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-25
S65 Uniform Investment Adviser Law Examination 2011-05-09
S63 Uniform Securities Agent State Law Examination 2011-04-26
  • S66 Uniform Combined State Law Examination
    2023-09-25
  • S65 Uniform Investment Adviser Law Examination
    2011-05-09
  • S63 Uniform Securities Agent State Law Examination
    2011-04-26
Other Names
  • Olaf Thomas Vonramm
  • Olaf Thomas Von Ramm
  • Olaf Thomas Storaasli Von Ramm

View on SEC IAPD

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