Leland Fallon

Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 10/2017
  Music4Cancer (The Cause)
  Blainville, Quebec
• 04/2015 → 05/2016
  Principal Life Insurance Company
  San Francisco, CA
• 04/2015 → 05/2016
  Princor Financial Services Corporation
  San Francisco, CA
• 05/2016 → 06/2017
  Ameriprise Financial Services, Inc.
  San Francisco, CA
• 10/2017 → 08/2021
  Mml Investors Services, Llc
  Charlotte, NC
• 04/2022 → 08/2023
  Principal Life Insurance Company
  Astoria, OR
• 04/2022 → 08/2023
  Principal Securities Inc
  Astoria, OR
• 09/2023 → 06/2024
  Cuso Financial Services, Lp
  San Diego, CA
• 06/2024 → Present
  Pinnacle Investments, Llc
  East Syracuse, NY
• 08/2021 → 04/2022
  Lpl Financial Llc
  Astoria, OR

Previous Registrations

• 2024-06-18 → 2024-10-16
  Pinnacle Investments, Llc
  Astoria, OR
  Astoria, OR
  East Syracuse, NY
• 2023-09-01 → 2024-06-07
  Cuso Financial Services, L.P.
  Astoria, OR
  San Diego, CA
• 2022-05-09 → 2023-09-06
  Principal Securities, Inc.
  Des Moines, IA
  Astoria, OR
• 2021-09-16 → 2022-04-29
  Lpl Financial Llc
  Astoria, OR
  Fort Mill, SC
  Astoria, OR
• 2017-11-22 → 2021-08-10
  Mml Investors Services, Llc
  Charlotte, NC
  Springfield, MA
• 2016-05-04 → 2017-06-06
  Ameriprise Financial Services, Llc
  San Francisco, CA
• 2015-07-01 → 2016-04-14
  Principal Securities, Inc.
  San Francisco, CA
• 2014-01-02 → 2015-06-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Oakland, CA
  Richmond, CA
  Hercules, CA
• 2011-08-31 → 2011-11-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
• 2010-06-21 → 2010-09-08
  Usaa Financial Planning Services
  Phoenix, AZ
• 2009-08-24 → 2010-06-09
  Charles Schwab & Co., Inc.
  Phoenix, AZ

Other Businesses

Name of the other business: Vigilant Artists Whether the business is investment-related: No Address of the other business: 36179 River Point Dr, Astoria, OR, 97103 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Principal The start date of your relationship: Dec 01, 2011 The approximate number of hours/month you devote to the other business: 21 to 40 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Vigilant Artists engages in management and support of musicians, concerts and festivals for charitable purposes. The primary beneficiaries are 501c3 organizations Music4Cancer in St. Therese, Quebec, Canada, Assistance League of the Columbia Pacific in Astoria, Oregon and Harbor House in Astoria, Oregon. I do not have financial authority or control of or for any of these organizations. Rather, they are beneficiaries of funds that are raised in the activities described above. I engage in the business for approximately 10 hours weekly. These hours are outside of US market hours and work hours for the purposes of First Command. I am not compensated directly for these activities.

Exams

• S66 Uniform Combined State Law Examination
  2008-12-17
• S63 Uniform Securities Agent State Law Examination
  2007-02-02

Other Names

• Leland Shawn Fallon
• Leland S Fallon
• Leland Fallon
• Leland Shawn Fallon