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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-06-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Investing, Llc | Longview | TX | 07/2016 | 06/2018 |
| Capital One Advisors, Llc | Longview | TX | 07/2017 | 06/2018 |
| Jpmorgan Chase Bank, N.A. | Cypress | TX | 06/2018 | Present |
| J.P. Morgan Securities Llc | Cypress | TX | 06/2018 | Present |
| Heb Grocery Store | Bryan | TX | 08/2018 | Present |
ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: HEB GROCERY STORE POSITION: ASSISTANT SERVICE MANAGER START DATE: 8/21/2018 ADDRESS: 1609 NORTH TEXAS AVENUE BRYAN, TX 77803-1828 https://www.heb.com/hebstore/ US/tx/bryan/bryan-h-e-b-644 DETAILS: MANAGING AND TRAINING CASHIERS. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 64 HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-03 |
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