Alan I Brown

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1994 → 07/2020
  Brown Tax Consulting Inc.
  Dayton, OH
• 08/2007 → 09/2025
  Avantax Advisory Services
  Dayton, OH
• 09/2009 → 12/2018
  Brown& Campbell Cpa'S Inc
  Dayton, OH
• 08/2010 → 09/2025
  Avantax Investment Services, Inc.
  Dayton, OH
• 11/2018 → Present
  Pohlman, Talmage, Brown & Campbell Cpas, Inc.
  Dayton, OH
• 11/2018 → Present
  Ptbc Cpas/Financial Servies
  Dayton, OH
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Springboro, OH
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-11-05 → 2025-09-05
  Avantax Advisory Services
  Springboro, OH
  Kettering, OH
  Dallas, TX

Other Businesses

1) Pohlman, Talmage, Brown & Campbell CPAs, Inc.; 3445 S Dixie Dr Ste 200, Dayton, OH 45439; Accounting Services/Tax Preparation, Employee; 11/1/2018; 80hrs; 80hrs; Provide tax and consulting services to business and individuals. 2) COX ARBORETUM FOUNDATION POSITION: President NATURE: Unpaid volunteer position. I set agenda and lead quarterly board meetings. Cox Arboretum foundation is a 501(c)(3) organization. The Arboretum is a park that is part of the 5 Rivers Metro Park system in the Dayton Ohio area, We approve expenditures for improvements and maintenance of the park INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2021 ADDRESS: 6733 N Springboro Pike, Dayton OH 45449, United States DESCRIPTION: I am an unpaid volunteer. I ask people to report at the quarterly board meetings; set agendas with professional staff; field complaints, write an article for the quarterly newsletter. I run the meetings and facilitate the discussion. 3) PTBC CPAS/FINANCIAL SERVIES POSITION: Employee NATURE: Accounting Services/Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 11/01/2018 ADDRESS: 3445 S Dixie Dr Ste 200, Dayton OH 45439, United States DESCRIPTION: Provide tax and consulting services to business and individuals.

Exams

• S63 Uniform Securities Agent State Law Examination
  2010-11-23
• S65 Uniform Investment Adviser Law Examination
  2007-11-02

Other Names

• Al Brown
• Alan I. Brown