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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-24
  • TX RA
    APPROVED_RES
    Since 2022-05-24

Branch Locations

111 West Houston Street, San Antonio, TX 78205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frost National Bank San Antonio TX 01/2005 Present
Frost Brokerage Services San Antonio TX 09/2006 Present
  • 01/2005 → Present
    Frost National Bank
    San Antonio, TX
  • 09/2006 → Present
    Frost Brokerage Services
    San Antonio, TX
Other Businesses

(1) Hundley Properties, LLC; Investment Related; 12008 Canterbury Road, Spring Branch, TX 78070; Real Estate Investment Properties; Silent Partner; Started 08/2016; Approx. 0 hrs./mo.; Not during securities trading hrs.; No day to day responsibilities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-10-19
  • S63 Uniform Securities Agent State Law Examination
    2006-10-19

View on SEC IAPD

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