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Current Employers
First Affirmative Financial Network Llc

5475 Mark Dabling Boulevard Suite 320, Colorado Springs, CO 80918 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-26
  • CA RA
    APPROVED
    Since 2026-05-26

Branch Locations

1550 Parkside Drive, Suite 260, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Affirmative Financial Network, Llc Walnut Creek CA 05/2026 Present
Cambridge Investment Research, Inc. Fairfield IA 07/2016 05/2026
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2017 05/2026
Previous Registrations
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 02/2017, AS ADVISORY REP OF A RIA. INV REL, 16/WK 10/TRADING 2) INDEPENDENT INSURANCE AGENT, 2151 PLEASANT HILL RD PLEASANT HILL CA, 09/2018, FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 5 HR/MO 0 HR/MO TRADING 3) APTERON, 1550 PARKSIDE DR SUITE 260 WALNUT CREEK CA, 05/2024, IAR, DBA, INV REL, 160 HR/MO 160 HR/MO TRADING 4) PROTECTED INVESTORS OF AMERICA, 1550 Parkside Drive, Suite 260, Walnut Creek, CA CA 94596, United States, 05/17/2024, DBA, DBA Name, INV REL, 0 HR/MO 0 HR/MO TRADING 5) LEV MANDEL, 1550 Parkside Drive, Suite 260, Walnut Creek, CA 94596, United States, 06/11/2025, Author, Author/Educator/Podcast/Speaker, NIR, 5 HR/MO 0 HR/MO TRADING 6) ECHELON FUTURE & CO, 1550 Parkside Dr., Suite 260, Walnut Creek CA 94523, United States, 06/2025, OWNER, DBA NAME, NIR, 160 HR/MO - 80 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-17
  • S66 Uniform Combined State Law Examination
    2017-01-17

View on SEC IAPD

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