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Darren Edward Miller

Principal Securities, Inc.

Sewickley, PA

CRD 5213924

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Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-02-03
  • PA RA
    APPROVED
    Since 2026-02-03

Branch Locations

2100 Georgetown Dr Ste 100, Sewickley, PA 15143 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Capital Markets Pittsburgh PA 04/2009 05/2016
Huntington National Bank Harmony PA 04/2017 06/2019
Jp Morgan Chase Bank, N.A. Beaumont CA 06/2019 05/2021
Every Breath A Gift, Llc Export PA 01/2010 05/2021
Edward Jones St Louis MO 05/2021 09/2021
Stifel Pittsburgh PA 04/2025 01/2026
Pnc Private Bank Pittsburgh PA 06/2022 04/2025
Principal Life Insurance Company Sewickley PA 01/2026 Present
Principal Securities, Inc. Sewickley PA 01/2026 Present
Pnc Investments Palm Springs CA 09/2021 06/2022
  • 04/2009 → 05/2016
    Pnc Capital Markets
    Pittsburgh, PA
  • 04/2017 → 06/2019
    Huntington National Bank
    Harmony, PA
  • 06/2019 → 05/2021
    Jp Morgan Chase Bank, N.A.
    Beaumont, CA
  • 01/2010 → 05/2021
    Every Breath A Gift, Llc
    Export, PA
  • 05/2021 → 09/2021
    St Louis, MO
  • 04/2025 → 01/2026
    Stifel
    Pittsburgh, PA
  • 06/2022 → 04/2025
    Pnc Private Bank
    Pittsburgh, PA
  • 01/2026 → Present
    Principal Life Insurance Company
    Sewickley, PA
  • 01/2026 → Present
    Sewickley, PA
  • 09/2021 → 06/2022
    Pnc Investments
    Palm Springs, CA
Previous Registrations
Other Businesses

WESTMORELAND HERITAGE TRAIL POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: P.O. Box 184, Claridge PA 15623, United States DESCRIPTION: The Westmoreland Heritage Trail Chapter (WHTC) is a volunteer organization associated with the Regional Trail Corporation. The Regional Trail Corporation is a non-profit entity within Westmoreland, Fayette, and Allegheny Counties, which promotes the conversion of abandoned railroad corridors to recreational trails.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-18
S63 Uniform Securities Agent State Law Examination 2007-02-27
  • S66 Uniform Combined State Law Examination
    2025-06-18
  • S63 Uniform Securities Agent State Law Examination
    2007-02-27
Other Names
  • Darren E Miller
  • Darren Edward Miller
  • Darren Edward Miller
  • Darren E. Miller

View on SEC IAPD

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