Brian M Ruttle

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → Present
  Lpl Financial Llc
  Worcester, MA

Previous Registrations

• 2007-04-20 → 2009-03-09
  Osaic Fs, Inc.
  Worcester, MA

Other Businesses

1. 3/2/2011: NON-VARIABLE INSURANCE DBA - BW FINANCIAL SERVICES - PROVIDE FINANCIAL SERVICES TO BRALEY & WELLINGTON CLIENTS AS WELL AS PERSONEL OBSERVATIONS. SERVICES WILL INCLUDE IIFE, HEALTH , LTC AND DI INSURANCE. - 75% OF TIME SPENT - WORECESTER, MA. 2. 6/2/2011: REAL ESTATE RENTAL - MY WIFE IS RENTING OUR VACATION HOUSE . SINGLE UNIT IN NJ. THE RENTERS COME FROM A WEB SITE HOME AWAY FROM HOME. - TIME SPENT 0% - NJ. 3. 11/8/2012: OTHER-PC INSURANCE COMPANY - BRALEY & WELLINGTON INSURANCE CO. - BRALY & WELLINGTON INSURANCE CO. THEY SELL PROPERTY AND CASUALTY INSURANCE TO SMALL BUSINESSES AND HOME OWNERS AND CAR OWNERS. I WILL HELP THEM WHEN THEY HAVE A CLIENT LOOKING FOR LIFE INSURANCE OR RETIREMENT BENEFITS.I DO NOT SELL PROP. & CASU. INS. - TIME SPENT 20% - WORECESTER, MA 4. 12/12/2019 - BW Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker - Started 12/10/2019 - 3 Hours Per Month/1 Hour During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2007-03-16

Other Names

• Brian M Ruttle