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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-16
CA RA APPROVED 2026-07-15
  • TX RA
    APPROVED_RES
    Since 2026-07-16
  • CA RA
    APPROVED
    Since 2026-07-15

Branch Locations

1888 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Los Angeles CA 07/2026 Present
Jpmorgan Chase Bank, N.A. Los Angeles CA 07/2026 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beverly Hills CA 01/2017 07/2026
Unemployed Los Angeles CA 11/2016 01/2017
Bank Of America/Merrill Lynch Los Angeles CA 08/2015 11/2016
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-31
S63 Uniform Securities Agent State Law Examination 2008-09-19
  • S66 Uniform Combined State Law Examination
    2015-08-31
  • S63 Uniform Securities Agent State Law Examination
    2008-09-19
Other Names
  • Stephen Ryoung Seo
  • Stephen Seo
  • Stephen R. Seo

View on SEC IAPD

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