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Current Employers
Trilogy Capital, Inc.

2601 Main Street Suite 100, Irvine, CA 92614 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-05
CA RA APPROVED 2015-11-23
  • TX RA
    APPROVED_RES
    Since 2023-01-05
  • CA RA
    APPROVED
    Since 2015-11-23

Branch Locations

980 Montecito Drive, Suite 108, Corona, CA 92879 • United States

2601 Main Street Suite 100, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Corona CA 08/2006 11/2017
Lpl Financial Llc Corona CA 11/2017 Present
Trilogy Capital, Inc. Corona CA 11/2015 Present
Trilogy Financial Services Inc Corona CA 08/2006 Present
  • 08/2006 → 11/2017
    National Planning Corporation
    Corona, CA
  • 11/2017 → Present
    Lpl Financial Llc
    Corona, CA
  • 11/2015 → Present
    Corona, CA
  • 08/2006 → Present
    Trilogy Financial Services Inc
    Corona, CA
Previous Registrations
  • 2010-01-11 → 2017-11-29
    National Planning Corporation
    Corona, CA
Other Businesses

1. 02/14/2018 - Trilogy Capital Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 12/1/2015 - 120 Hours Per Month/5 During Securities Trading - I provide investment advisory services through Trilogy Capital Inc, an independent investment advisor firm. I started this business activity in 11/2017. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 12/7/2018 - Trilogy Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 10 Hours Per Month During Securities Trading. 3. 08/15/2022- Trilogy Financial- Investment Related - At Reported Business Location(s) - Non-Variable Insurance- Start Date- 09/04/2006- 2 Hours Per Month/ 0 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-29
S63 Uniform Securities Agent State Law Examination 2006-08-28
  • S65 Uniform Investment Adviser Law Examination
    2009-12-29
  • S63 Uniform Securities Agent State Law Examination
    2006-08-28
Other Names
  • Thurman Schisler

View on SEC IAPD

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