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Employer firm

Mma Securities LLC CRD 44254

10,839 advisory clients

Reported services (Item 5G)

  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ADVISORY SERVICES TO RETIREMENT PLAN PARTICIPANTS

From the firm’s Form ADV. Read the guides:

Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-04-19
  • IL RA
    APPROVED
    Since 2021-04-19

Branch Locations

20 N. Martingale Rd; Ste. 100, Schaumburg, IL 60173 • United States

6160 Golden Hills Drive, Minneapolis, MN 55416 • United States

20 N. Martingale Road, Ste. 100, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maryniw Financial Lake In The Hills IL 07/2007 07/2016
Gwfs Equities, Inc. Milwaukee WI 04/2015 04/2018
Unemployed Milwaukee WI 04/2018 09/2018
Northshore Country Club Mequon WI 09/2018 11/2018
Horace Mann Companies Springfield IL 11/2018 03/2020
Horace Mann Investors, Inc. Springfield IL 11/2018 03/2020
Mma Securities Llc Schaumburg IL 04/2020 Present
Mma Agency Llc Schaumburg IL 04/2020 Present
Assurance Agency Schaumburg IL 03/2020 04/2020
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2014 07/2016
Cambridge Investment Research, Inc. Fairfield IA 08/2014 07/2016
  • 07/2007 → 07/2016
    Maryniw Financial
    Lake In The Hills, IL
  • 04/2015 → 04/2018
    Gwfs Equities, Inc.
    Milwaukee, WI
  • 04/2018 → 09/2018
    Unemployed
    Milwaukee, WI
  • 09/2018 → 11/2018
    Northshore Country Club
    Mequon, WI
  • 11/2018 → 03/2020
    Horace Mann Companies
    Springfield, IL
  • 11/2018 → 03/2020
    Horace Mann Investors, Inc.
    Springfield, IL
  • 04/2020 → Present
    Schaumburg, IL
  • 04/2020 → Present
    Mma Agency Llc
    Schaumburg, IL
  • 03/2020 → 04/2020
    Assurance Agency
    Schaumburg, IL
  • 08/2014 → 07/2016
    Fairfield, IA
  • 08/2014 → 07/2016
    Cambridge Investment Research, Inc.
    Fairfield, IA
Previous Registrations
  • 2014-08-08 → 2016-07-11
    Lake In The Hills, IL
    Milwaukee, WI
  • 2013-04-04 → 2014-08-12
    Financial Telesis Inc
    San Rafael, CA
    Lake In The Hills, IL
  • 2008-01-24 → 2013-04-24
    Ameritas Investment Company, Llc
    Lake In The Hills, IL
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-13
  • S66 Uniform Combined State Law Examination
    2007-11-13
Other Names
  • Aaron Edward Maryniw

View on SEC IAPD

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