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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-25
  • FL RA
    APPROVED
    Since 2023-07-25

Branch Locations

4600 Touchton Rd E Ste 110, Jacksonville, FL 32246 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Jacksonville FL 11/2016 07/2023
Wells Fargo Advisors Financial Network, Llc Jacksonville FL 07/2023 Present
Wells Fargo Advisors Llc Jacksonville FL 12/2010 11/2016
Previous Registrations
Other Businesses

DOUGLAS I STORCH DMD MS PA; NOT INVESTMENT RELATED; JACKSONVILLE, FL; BOOK KEEPER; START 7/30/2020; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; BOOKKEEPING FOR DENTAL PRACTICE. GRYPHON WEALTH LLC, INV RELATED, JACKSONVILLE, FL, 1.5% OWNERSHIP, START 07/24/2023, 200 HOURS PER MONTH, 32.5 HOURS DURING TRADING, FINET PRACTICE. GRYPHON WEALTH LLC (FEE-ONLY RIA) ; INV RELATED; JACKSONVILLE,FL; INVESTMENT MANAGEMENT ADVICE;1.5% OWNERSHIP; START DATE: 12/10/2025; 200 HRS PER MONTH; 200 HRS DURING TRADING;|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-27
  • S66 Uniform Combined State Law Examination
    2011-03-27
Other Names
  • Melissa B Osterer
  • Melissa Beth Storch

View on SEC IAPD

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