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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-02-27 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
Old Tappan, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Jersey City | NJ | 12/2006 | 01/2020 |
| Raymond James & Associates Inc | Old Tappan | NJ | 01/2020 | 07/2021 |
| Pershing Advisor Solutions Llc | Jersey City | NJ | 07/2021 | 02/2023 |
| Pershing Llc | Jersey City | NJ | 10/2021 | 02/2023 |
| Lpl Financial Llc | Old Tapan | NJ | 02/2023 | Present |
1. 04/25/2024 - No Business Name - Inv Related - Hackensack, NJ - Real Estate Rental - Landlord/Owner - Started: 8/1/2021 - 1 Hrs/Mo; 0 Hr During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-21 |
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