Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-02-27
  • NJ RA
    APPROVED
    Since 2023-02-27

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Old Tappan, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Jersey City NJ 12/2006 01/2020
Raymond James & Associates Inc Old Tappan NJ 01/2020 07/2021
Pershing Advisor Solutions Llc Jersey City NJ 07/2021 02/2023
Pershing Llc Jersey City NJ 10/2021 02/2023
Lpl Financial Llc Old Tapan NJ 02/2023 Present
  • 12/2006 → 01/2020
    Td Ameritrade
    Jersey City, NJ
  • 01/2020 → 07/2021
    Old Tappan, NJ
  • 07/2021 → 02/2023
    Pershing Advisor Solutions Llc
    Jersey City, NJ
  • 10/2021 → 02/2023
    Pershing Llc
    Jersey City, NJ
  • 02/2023 → Present
    Old Tapan, NJ
Previous Registrations
  • 2020-01-24 → 2021-07-20
    Old Tappan, NJ
    St. Petersburg, FL
  • 2007-02-13 → 2020-01-31
    Td Ameritrade, Inc.
    San Diego, CA
    San Diego, CA
    Scarsdale, NY
    Jersey City, NJ
    Jersey City, NJ
  • 2007-02-13 → 2018-12-10
    Td Ameritrade Investment Management, Llc
    Jersey City, NJ
    Scarsdale, NY
Other Businesses

1. 04/25/2024 - No Business Name - Inv Related - Hackensack, NJ - Real Estate Rental - Landlord/Owner - Started: 8/1/2021 - 1 Hrs/Mo; 0 Hr During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-09
S63 Uniform Securities Agent State Law Examination 2006-09-21
  • S66 Uniform Combined State Law Examination
    2007-02-09
  • S63 Uniform Securities Agent State Law Examination
    2006-09-21
Designations
Other Names
  • Tj Cotten
  • Therin Thomas Cotten
  • Therin Thomas Cotten
  • Therin Thomas Cotten
  • Therin Cotten

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fort Mill, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor