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3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2021-01-05 |
| AL | RA | APPROVED | 2020-12-07 |
Branch Locations
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Birmingham | AL | 08/2019 | 08/2020 |
| Bbva Usa | Birmingham | AL | 08/2020 | 11/2020 |
| Bbva Securities, Inc. | Birmingham | AL | 09/2020 | 11/2020 |
| Bbva Wealth Solutions Inc. | Birmingham | AL | 09/2020 | 11/2020 |
| Concorde Investment Services, Llc | Ann Arbor | MI | 12/2020 | 01/2025 |
| Concorde Asset Management, Llc | Ann Arbor | MI | 12/2020 | 01/2025 |
| American Alternative Capital, Llc/Link Alts Capital, Llc | Livonia | MI | 07/2022 | 01/2024 |
| Concorde Investment Services, Llc | Ann Arbor | MI | 01/2025 | Present |
| Concorde Asset Management, Llc | Ann Arbor | MI | 01/2025 | Present |
| Concorde Holdings, Inc. | Ann Arbor | MI | 12/2020 | Present |
| Proequities, Inc | Birmingham | AL | 06/2006 | 07/2016 |
| Triloma Securities, Llc | Winter Park | FL | 07/2016 | 08/2019 |
1) Concorde Asset Management, LLC, Investment related, Ann Arbor, MI, Registered Investment advisory firm affiliation with the BD, Concorde Investment Services. Chief Due Diligence Officer. Start date, December 2020. Full time during trading hours. 2) Concorde Holdings, Inc., Investment related, Ann Arbor MI, Holding company for Broker Dealer and RIA affiliate. Start date, December 2020. Full time. 3) Concorde Insurance Agency, Inc., Investment related, Ann Arbor, MI, Insurance agency for Broker Dealer and RIA affiliate. Start date, December 2020. Full time 4) L&A Outdoors, Non Investment related, Cullman, AL. RV rentals on Lewis Smith Lake. Dual LLC Part Owner, RV Park rents lots to outside persons on a monthly/annual basis, collect rent, maintenance of the grounds, Start date 01/01/2022. 6-10 hours/month during non trading hours. 1-5 hours/month during trading hours. 5) ADISA. Investment-related. ADISA Board Member. Start date: Jan 1, 2026. Indianapolis, IN 46240. Vote on matters and give direction to the association regarding how IBDs do business and perform due diligence. 6-10 hours/month during non-trading hours. 1-5 hrs/month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-22 |
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